Richard J. Greywitt

AFFINITY CAPITAL ADVISORS LLC

Berkeley, CA 94710

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CRD#: 5880231

Professional summary

Richard James Greywitt, who also goes by Rick Greywitt, is a registered financial advisor currently at AFFINITY CAPITAL ADVISORS LLC located in Berkeley, California.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Richard has worked at 3 firms and has passed the Series 65, Series 57TO, SIE and Series 56 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rick Greywitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Metta Yoga Studio; Non-investment related; 8 Tamalpais Dr. San Rafael, CA 94925; Yoga studio owned and operated by spouse; Since 03/2017; About 10 hours/month; 0 trading hours/month; Helps on occasion with operations activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard James Greywitt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2023 - Present

AFFINITY CAPITAL ADVISORS LLC

Office #1: 825 Page Street, Berkeley, CA 94710

RIA

CRD#: 166226

Berkeley, CA

Past

November 14, 2020 - June 14, 2023

CUTLER GROUP, LLC

CRD#: 31730

SAN FRANCISCO, CA

Past

May 25, 2012 - October 9, 2017

CUTLER GROUP, LLC

CRD#: 31730

SAN FRANCISCO, CA

Past

May 4, 2011 - June 7, 2011

SUSQUEHANNA SECURITIES, LLC

CRD#: 35874

BALA CYNWYD, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFFINITY CAPITAL ADVISORS LLC

AFFINITY CAPITAL ADVISORS LLC | INSIGHT WEALTH MANAGEMENT, LLC

CRD#: 166226 / SEC#: 801-81133

RIA

Registered Investment Advisory firm - (3/11/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 11/13/2020

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 56

Date: 5/24/2012

Proprietary Trader Qualification Examination

Current Firm

AFFINITY CAPITAL ADVISORS LLC

AFFINITY CAPITAL ADVISORS LLC | INSIGHT WEALTH MANAGEMENT, LLC

CRD#: 166226 / SEC#: 801-81133

RIA

Registered Investment Advisory firm - (3/11/2015 Approved)

California

Registered Investment Advisory firm - (4/12/2015 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2015 Terminated)

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Contact information

Main Address

825 Page Street, Berkeley, CA 94710

Mailing Address

Phone number

(510) 984-0261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	4,338
AUM (Assets Under Management)	$ 636,081,479

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard J. Greywitt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard James Greywitt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUTLER GROUP, LLC

CUTLER GROUP, LLC

SUSQUEHANNA SECURITIES, LLC

Primary Firm SEC Registration

AFFINITY CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2017

Series 57TO

Date: 11/13/2020

SIE

Date: 10/9/2017

Series 56

Date: 5/24/2012

Current Firm

AFFINITY CAPITAL ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AFFINITY CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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