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RK

Ryan Krosoczka

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CRD#: 5880136
RK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Krosoczka was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2013. Ryan had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 8, 2015 - January 11, 2017

FREEMAN & CO. SECURITIES LLC

BD
CRD#: 118939
NEW YORK, NY
Past

August 23, 2013 - June 12, 2015

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

July 25, 2013 - June 12, 2015

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/11/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2013
General Securities Representative Examination

Current Firm

F&
FREEMAN & CO. SECURITIES LLC
FREECO SECURITIES LLC | FREEMAN & CO. SECURITIES LLC

CRD#: 118939 / SEC#: , 8-53700

BD
Terminated by SEC on 03/06/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/25/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
FREEMAN & CO. LLCMEMBER
DANIELS, RICHARD MATTHEWFINOP5877964
FREEMAN, JAMES LEOPOLDCHAIRMAN213729
SAWHNEY, GAGANDEEPCCO4492629
WEBER, ERIC CHRISTOPHERCEO4492321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREEMAN & CO. SECURITIES LLC

CRD#: 118939

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