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EP

Elizabeth C. Proesel

GENEVA STOCK, L.L.C.
Gurnee, IL 60031
Some features on this profile are disabled
CRD#: 5880094
EP

Professional summary

Elizabeth Carity Proesel, who also goes by E;izabeth P Carity, Elizabeth Proesel, is a registered financial professional currently at GENEVA STOCK, L.L.C. located in Gurnee, Illinois.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2011. Elizabeth has worked at 2 firms and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

E;izabeth P Carity | Elizabeth Proesel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Carity Proesel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2013 - Present

GENEVA STOCK, L.L.C.

Office #1: 4973 Boulders Drive, Gurnee, IL 60031
BD
CRD#: 104435
Gurnee, IL
Past

April 19, 2011 - September 23, 2013

GENEVA TRADING LLC

BD
CRD#: 100740
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA

Current Firm

GS
GENEVA STOCK, L.L.C.
GENEVA STOCK, L.L.C.

CRD#: 104435 / SEC#: , 8-52903

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
4973 Boulders Drive, Gurnee, IL 60031
Mailing Address
4973 Boulders Drive, Gurnee, IL 60031
Phone number
(773) 677-3268
Established
Illinois since 09/07/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GENEVA DERIVATIVES TRADING CORPMANAGING MEMBER
SILVERMAN, GARY ROBERTMANAGER/TP2346095
WILLIAMS, DANIEL CROWLEYMANAGER/CCO/TP1135589

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

GENEVA STOCK, L.L.C.

CRD#: 104435Gurnee, IL 60031

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