Evan B. Compton
Professional summary
Evan B Compton is a registered financial advisor currently at TRUFINANCIAL REGISTERED INVESTMENT ADVISORY SERVICES, INC located in San Diego, California.
Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Evan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Evan B Compton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2018 - Present
TRUFINANCIAL REGISTERED INVESTMENT ADVISORY SERVICES, INC
September 30, 2011 - May 10, 2016
W&S BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/12/2018)
Exams
Current Firm
TRUFINANCIAL REGISTERED INVESTMENT ADVISORY SERVICES, INC
CRD#: 298639 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 635 |
| AUM (Assets Under Management) | $ 26,856,993 |
Red Flags
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