ES
Eric J. Schwartz
AEM ASSET MANAGEMENT
SOMERSET, NJ 08873
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CRD#: 5879911
ES
Professional summary
Eric Jason Schwartz is a registered financial advisor currently at AEM ASSET MANAGEMENT, LLC located in Somerset, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Eric has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rosenberg Rich Baker Berman & Company; Investment-related: No; Address: 111 Dunnell Road Suite 100, Maplewood, NJ 07040; Nature of other business: Accounting Firm; Position: Administrator; Start Date: 01/2010.
Approximate number of hour per month: 12; Approximate number of hours per month during securities trading hours: 6; Duties: Administrative, general accounting tasks, and clerical tasks.
2)Name of Business: NJPMI LLC; Investment-related: No; Address: 111 Dunnell Road Suite 100, Maplewood, NJ 07040; Nature of other business: Precious Metals Consulting Firm; Position: Owner; Start Date: 03/2012
Approximate number of hour per month: 4;
Approximate number of hours per month during securities trading hours: 2;
Duties: Consulting in precious metals, primarily coin related.
3) RRBB Asset Management, LLC - Investment-related: yes; Address: 111 Dunnell Road Suite 100, Maplewood, NJ 07040; Nature of other business: Investment Advisor; Position: Administrator/ IAR; Start Date: 05/2011.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Jason Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2020 - Present
AEM ASSET MANAGEMENT, LLC
Office #1: 265 Davidson Ave Suite 210, Somerset, NJ 08873RIA
CRD#: 310360
SOMERSET, NJ
Past
January 14, 2020 - December 31, 2020
RRBB ASSET MANAGEMENT, LLC
RIA
CRD#: 157823
MAPLEWOOD, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AEM ASSET MANAGEMENT, LLC
AEM ASSET MANAGEMENT, LLC
CRD#: 310360 / SEC#: 801-119397
RIA
Registered Investment Advisory firm - (9/3/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(9/16/2020)
Current Firm
AA
AEM ASSET MANAGEMENT, LLC
AEM ASSET MANAGEMENT, LLC
CRD#: 310360 / SEC#: 801-119397
RIA
Registered Investment Advisory firm - (9/3/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
265 Davidson Avenue Suite 210, Somerset, NJ 08873
Mailing Address
Phone number
(973) 714-6437
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 122,080,087 |
Red Flags
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Company Information
AEM ASSET MANAGEMENT, LLC
CRD#: 310360Somerset, NJ 08873TRUST BUT VERIFY
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