Yingjue Pang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yingjue Pang was a registered financial professional .
Yingjue is a previously registered financial professional and started their career in finance in 2012. Yingjue had worked at 2 firms and has passed the Series 99 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2012 - January 17, 2014
DIRECT ACCESS PARTNERS LLC
April 26, 2012 - August 3, 2012
MISMI, INC.
State Registrations and Notice Filings
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Current Firm
DIRECT ACCESS PARTNERS LLC
CRD#: 120950 / SEC#: , 8-65361
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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