Vanessa L. Lima

EFG ASSET MANAGEMENT (AMERICAS)

MIAMI, FL 33131

Some features on this profile are disabled

CRD#: 5879377

Professional summary

Vanessa Lima Lima, who also goes by Vanessa Lima, Vanessa Lima Xavier, Vanessa Lima Souza, Vanessa Lima Xavier, Vanessa Xavier, is a registered financial advisor currently at EFG ASSET MANAGEMENT (AMERICAS) CORP. located in Miami, Florida and EFG CAPITAL INTERNATIONAL located in Miami, Florida.

Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Vanessa has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vanessa Lima | Vanessa Lima Xavier | Vanessa Lima Souza | Vanessa Lima Xavier | Vanessa Xavier

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CEU AZUL LLC, OWNER, Investment Related: No, Business Address 10715 NW 83rd Ct. Parkland, FL 33076, APPROX 0 HR. MO. -

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vanessa Lima Lima's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 5, 2024 - Present

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Office #1: 701 Brickell Avenue Suite 1310, Miami, FL 33131

RIA

CRD#: 158905

MIAMI, FL

Current

November 18, 2024 - Present

EFG CAPITAL INTERNATIONAL

Office #1: 701 Brickell Ave 9th Floor & Suite 1310, Miami, FL 33131-2867

CRD#: 40118

MIAMI, FL

Past

September 9, 2022 - February 10, 2023

BANCO DO BRASIL SECURITIES LLC

RIA

CRD#: 132701

MIAMI, FL

Past

May 10, 2022 - February 10, 2023

BANCO DO BRASIL SECURITIES LLC

CRD#: 132701

MIAMI, FL

Past

May 7, 2020 - April 29, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

FT. LAUDERDALE, FL

Past

May 6, 2020 - April 29, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

FT. LAUDERDALE, FL

Past

May 16, 2017 - February 10, 2020

MORGAN STANLEY

RIA

CRD#: 149777

CORAL SPRINGS, FL

Past

January 20, 2017 - February 10, 2020

MORGAN STANLEY

CRD#: 149777

CORAL SPRINGS, FL

Past

March 21, 2011 - October 19, 2015

ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA

Registered Investment Advisory firm - (10/3/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/18/2024)

IAR

Florida
(12/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EFG ASSET MANAGEMENT (AMERICAS) CORP.

EFG ASSET MANAGEMENT (AMERICAS) CORP | EFG ASSET MANAGEMENT (US) CORP | EFG ASSET MANAGEMENT (AMERICAS) CORP.

CRD#: 158905 / SEC#: 801-72773

RIA

Registered Investment Advisory firm - (10/3/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

701 Brickell Avenue Suite 1310, Miami, FL 33131

Mailing Address

Phone number

(305) 482-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EFGAM FORM ADV 2A OCTOBER 2025 (10/2/2025)

EFGAM WRAP FEE PROGRAM BROCHURE NOVEMBER 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	678
AUM (Assets Under Management)	$ 1,915,401,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vanessa L. Lima

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vanessa Lima Lima's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFG CAPITAL INTERNATIONAL

BANCO DO BRASIL SECURITIES LLC

BANCO DO BRASIL SECURITIES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

ITAU INTERNATIONAL SECURITIES INC.

Primary Firm SEC Registration

EFG ASSET MANAGEMENT (AMERICAS) CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2017

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2011

FINRA

Current Firm

EFG ASSET MANAGEMENT (AMERICAS) CORP.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EFG ASSET MANAGEMENT (AMERICAS) CORP.

TRUST BUT VERIFY

Similar Advisors