Steven J. Lim
Professional summary
Steven Jeesu Lim, who also goes by Steve Lim, Steven J Lim, is a registered financial professional currently at IMC SECURITIES LLC located in Chicago, Illinois.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2011. Steven has worked at 1 firm and has passed the Series 57TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Jeesu Lim's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2011 - Present
IMC SECURITIES LLC
Office #1: 233 South Wacker Drive #4300, Chicago, IL 60606State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Current Firm
IMC SECURITIES LLC
CRD#: 144874 / SEC#: , 8-67680
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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