Joseph L. Dipaolo
DIPAOLO FINANCIAL GROUP
Lutz, FL 33558
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CRD#: 5879175
Professional summary
Joseph Lauria Dipaolo, CFP®, ChFC®, CLU®, who also goes by Joseph Dipaolo, is a registered financial advisor currently at DIPAOLO FINANCIAL GROUP, INC. located in Lutz, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Joseph has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Dipaolo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DIPAOLO FINANCIAL GROUP IS AN INSURANCE AGENCY REGISTERED IN THE STATE OF FLORIDA. I AM AN OWNER AND THE OPERATOR OF THE BUSINESS AND SPEND APPROXIMATELY 80 HOURS A MONTH ON THIS BUSINESS. MY DUTIES ARE TO EXPLAIN ANNUITIES AND LIFE INSURANCE TO PROSPECTS AND INCORPORATE THEM INTO FINANCIAL PLANS. MY DUTIES ALSO INCLUDE SERVING THE CLIENTS.
SOCIETY FOR FINANCIAL AWARENESS (SOFA) - 3914 MURPHY CANYON RD. SUITE A125, SAN DIEGO, CA 92123 - NON-PROFIT PUBLIC BENEFIT CORPORATION - NORTH TAMPA CHAPTER PRESIDENT - MEMBER OF THE CHAPTER - START DATE 1/1/2018 - NON INVESTMENT-RELATED - SPEND 3 HOURS PER MONTH.
JOSEPH LAURIA DIPAOLO IS THE CEO FOR ADVISORS CHOICE LENDING, INC, A MORTGAGE LENDER. HIS RESPONSIBILITIES INCLUDE THE MANAGEMENT OF THE BUSINESS. NO TIME IS SPENT ON THIS ACTIVITY DURING TRADING HOURS. 120 HOURS A MONTH ARE SPENT ON THIS ACTIVITY OUTSIDE OF TRADING HOURS. 10% OF HIS YEARLY INCOME COMES FROM THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Lauria Dipaolo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
August 27, 2020 - Present
DIPAOLO FINANCIAL GROUP, INC.
Office #1: 4635 Van Dyke Road, Lutz, FL 33558RIA
CRD#: 309637
Lutz, FL
Past
April 30, 2019 - September 25, 2020
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
Lutz, FL
Past
July 29, 2015 - May 1, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
LUTZ, FL
Past
March 31, 2011 - July 16, 2015
DIPAOLO FINANCIAL GROUP, INC.
RIA
CRD#: 156237
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DIPAOLO FINANCIAL GROUP, INC.
DIPAOLO FINANCIAL GROUP, INC.
CRD#: 309637 / SEC#: 801-132771
RIA
Registered Investment Advisory firm - (5/13/2025 Approved)Florida
Registered Investment Advisory firm - (6/5/2025 Terminated)Texas
Registered Investment Advisory firm - (6/5/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/27/2020)
IAR
Texas(8/27/2020)
Current Firm
DF
DIPAOLO FINANCIAL GROUP, INC.
DIPAOLO FINANCIAL GROUP, INC.
CRD#: 309637 / SEC#: 801-132771
RIA
Registered Investment Advisory firm - (5/13/2025 Approved)Florida
Registered Investment Advisory firm - (6/5/2025 Terminated)Texas
Registered Investment Advisory firm - (6/5/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4635 Van Dyke Road, Lutz, FL 33558
Mailing Address
Phone number
(813) 475-3130
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,059 |
| AUM (Assets Under Management) | $ 125,875,910 |
Red Flags
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Company Information
DIPAOLO FINANCIAL GROUP, INC.
CRD#: 309637Lutz, FL 33558TRUST BUT VERIFY
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