Stephanie C. Griebel

DAVIS WEALTH ADVISORS

Salem, NH 03079

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CRD#: 5879108

Professional summary

Stephanie Castonguay Griebel, CFP® is a registered financial advisor currently at DAVIS WEALTH ADVISORS located in Salem, New Hampshire.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Stephanie has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2015 Paladin Advisors, of Andover, MA; Silent Owner; investment management and financial planning firm; investment related; 0 hours spent (2) 2020 Temple Place Condo Association; Non investment Related; Kensington, NH; Homeowners Association; Treasurer; 2 hours/week; 0 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Castonguay Griebel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

July 29, 2022 - Present

DAVIS WEALTH ADVISORS

Office #1: 12 Stiles Road Suite 203, Salem, NH 03079

RIA

CRD#: 287736

Salem, NH

Past

January 12, 2017 - July 26, 2022

RESOLUTE FINANCIAL, LLC

RIA

CRD#: 125739

Newburyport, MA

Past

August 25, 2011 - July 19, 2016

PALADIN ADVISORS, LLC

RIA

CRD#: 158478

KENSINGTON, NH

Past

March 9, 2011 - November 28, 2011

ARTEMIS FINANCIAL ADVISORS

RIA

CRD#: 146203

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVIS WEALTH ADVISORS

DAVIS WEALTH ADVISORS | DAVIS WEALTH ADVISORS LLC

CRD#: 287736 / SEC#: 801-130754

RIA

Registered Investment Advisory firm - (7/26/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (8/9/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (8/29/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/2/2022)

IAR

New Hampshire
(7/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2011

Uniform Investment Adviser Law Examination

Current Firm

DAVIS WEALTH ADVISORS

DAVIS WEALTH ADVISORS | DAVIS WEALTH ADVISORS LLC

CRD#: 287736 / SEC#: 801-130754

RIA

Registered Investment Advisory firm - (7/26/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (8/9/2024 Terminated)

New Hampshire

Registered Investment Advisory firm - (8/29/2024 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2023 Terminated)

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Contact information

Main Address

12 Stiles Road Suite 203, Salem, NH 03079

Mailing Address

Phone number

(603) 836-3477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAVIS WEALTH ADVISORS ADV PART 2A ANNUAL AMENDMENT V.03.31.25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	460
AUM (Assets Under Management)	$ 158,750,758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie C. Griebel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Castonguay Griebel's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVIS WEALTH ADVISORS

RESOLUTE FINANCIAL, LLC

PALADIN ADVISORS, LLC

ARTEMIS FINANCIAL ADVISORS

Primary Firm SEC Registration

DAVIS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2011

Current Firm

DAVIS WEALTH ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVIS WEALTH ADVISORS

TRUST BUT VERIFY

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