John F. Ockerman

ATLANTIC UNION MUNICIPAL ADVISORS,

Glen Allen, VA 23060

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CRD#: 5878736

Professional summary

John Foster Ockerman is a registered financial advisor currently at ATLANTIC UNION MUNICIPAL ADVISORS, INC located in Glen Allen, Virginia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 2 firms and has passed the Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Foster Ockerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2024 - Present

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Office #1: 4300 Cox Road, Glen Allen, VA 23060

RIA

CRD#: 329425

Glen Allen, VA

Past

March 16, 2011 - October 2, 2013

DAVENPORT & COMPANY LLC

CRD#: 1588

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 7/18/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 3/15/2011

General Securities Representative Examination

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

CRD#: 329425 / SEC#: 801-129419

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

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Contact information

Main Address

4300 Cox Road, Glen Allen, VA 23060

Mailing Address

Phone number

804-802-4955X6055

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

AUMA FORM ADV PART 2 - BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	8
AUM (Assets Under Management)	$ 185,400,813

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Ockerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Foster Ockerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATLANTIC UNION MUNICIPAL ADVISORS, INC

DAVENPORT & COMPANY LLC

Primary Firm SEC Registration

ATLANTIC UNION MUNICIPAL ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/2011

Series 87

Date: 7/18/2011

Series 7

Date: 3/15/2011

Current Firm

ATLANTIC UNION MUNICIPAL ADVISORS, INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATLANTIC UNION MUNICIPAL ADVISORS, INC

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