Peter A. Stojic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter A Stojic, who also goes by Pete Stojic, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2011. Peter had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 3 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2015 - March 7, 2017
CEDAR CAPITAL, LLC
November 6, 2014 - March 9, 2017
FORESIDE FUND SERVICES, LLC
April 9, 2014 - January 2, 2015
GOOD HARBOR FINANCIAL
August 21, 2013 - November 7, 2014
NORTHERN LIGHTS DISTRIBUTORS, LLC
March 28, 2011 - July 5, 2013
HARBOR FUNDS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CEDAR CAPITAL, LLC
CRD#: 174020 / SEC#: 801-80836
Contact information
Regulatory assets under management
| Total Number of Accounts | 206 |
| AUM (Assets Under Management) | $ 76,318,536 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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