Joelle M. Hinds

FACET

Rockwall, TX

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CRD#: 5878668

Professional summary

Joelle M Hinds, CFP®, who also goes by Joelle Monette Hinds-ware, Joelle Monette Hinds, Joelle Hinds, Joelle Monette Ware, is a registered financial advisor currently at FACET located in Rockwall, Texas.

Joelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Joelle has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joelle Monette Hinds-Ware | Joelle Monette Hinds | Joelle Hinds | Joelle Monette Ware

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Stevens Institute of Technology; Non-Investment Related: Hoboken, NJ; Education; Member of the Board of Trustees since May 2021; 5 hours/month; 2 hours during trading; Alumni Representative. 2. Texas Bar Association Grievance Committee; Non-Investment Related; Austin, TX, Public Member since July 21; 3 hours/month during trading; Committee Representative 3. JH2 Solutions, LLC; Non-Investment; Rockwall, TX, Collaborative Divorce Professional & Divorce Coach, Financial Neutral since 2019; 0 hours/month; Resource to assist divorcing parties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joelle M Hinds's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

August 2, 2023 - Present

FACET

RIA

CRD#: 285961

Rockwall, TX

Past

July 16, 2021 - May 11, 2023

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Plano, TX

Past

July 16, 2021 - May 11, 2023

ONEAMERICA SECURITIES, INC.

CRD#: 4173

Plano, TX

Past

April 19, 2016 - June 23, 2021

MORGAN STANLEY

RIA

CRD#: 149777

Plano, TX

Past

March 22, 2016 - June 23, 2021

MORGAN STANLEY

CRD#: 149777

Plano, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2016

General Securities Representative Examination

Current Firm

FACET

CRD#: 285961 / SEC#: 801-108767

RIA

Registered Investment Advisory firm - (12/15/2016 Approved)

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Contact information

Main Address

400 East Pratt Street 8th Floor, Baltimore, MD 21202

Mailing Address

Phone number

(443) 376-6222

Established

Firm type

Fiscal year end

# of Employees

174

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	36,817
AUM (Assets Under Management)	$ 4,754,146,771

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joelle M. Hinds

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joelle M Hinds's CRS (Customer Relationship Summary).

Certified licenses

Experience

ONEAMERICA SECURITIES, INC.

ONEAMERICA SECURITIES, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

FACET

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2016

Current Firm

FACET

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FACET

TRUST BUT VERIFY

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