Jerry W. Neal

EVERSTAR ASSET MANAGEMENT

Cornelius, NC

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CRD#: 5878474

Professional summary

Jerry W Neal JR., who also goes by Jay Neal, Jerry William Neal Jr, Jerry William Neal, Jerry Neal Jr, is a registered financial advisor currently at EVERSTAR ASSET MANAGEMENT, LLC located in Cornelius, North Carolina.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jerry has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Neal | Jerry William Neal Jr | Jerry William Neal | Jerry Neal Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NCAA Football Official I officiate NCAA football games. Start: 06/01/1999 Address: Southern Conference702 N. Pine St.Spartanburg, SC Sun Belt Conference1500 Sugar Bowl Dr.New Orleans, LA 70112 Hrs per month - tot/bus: 10/2 Not investment related 2. Neal Properties Inc, Rental Properties We have owned various rental properties for years. Start: 01/01/1995 Address: 3312 S. Tryon St., Charlotte, NC 1 non bus hr per month Investment related 3. Advanced Wealth Strategies Investment related 19520 W Catawba Avenue, Suite 313, Cornelius NC 28031 Offering Insurance Products and Services 5% of time during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry W Neal JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2023 - Present

EVERSTAR ASSET MANAGEMENT, LLC

RIA

CRD#: 313334

Cornelius, NC

Past

February 21, 2018 - July 27, 2023

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Cornelius, NC

Past

April 14, 2015 - February 16, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HUNTERSVILLE, NC

Past

May 29, 2014 - February 16, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

HUNTERSVILLE, NC

Past

November 22, 2012 - May 22, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/30/2023)

IAR

South Carolina
(10/24/2023)

IAR

Virginia
(10/23/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/30/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/21/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

CRD#: 313334 / SEC#: 801-128838

RIA

Registered Investment Advisory firm - (10/6/2023 Approved)

Iowa

Registered Investment Advisory firm - (10/19/2023 Terminated)

Ohio

Registered Investment Advisory firm - (10/19/2023 Terminated)

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Contact information

Main Address

108 Gateway Blvd. Suite 204, Mooresville, NC 28117

Mailing Address

Phone number

(440) 376-1629

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVERSTAR ASSET MANAGEMENT, LLC - ADV PART 2A BROCHURE (7/11/2025)

Regulatory assets under management

Total Number of Accounts	1,091
AUM (Assets Under Management)	$ 311,456,457

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerry W. Neal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry W Neal JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHASTAR CAPITAL MANAGEMENT

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

EVERSTAR ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2015

Series 63

Date: 11/30/2012

SIE

Date: 2/16/2018

Series 6

Date: 11/21/2012

Current Firm

EVERSTAR ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EVERSTAR ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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