Nathan H. Semple

GIGATRADE BROKERAGE

WATERTOWN, MN

CRD#: 5878137

Some features on this profile are disabled

Professional summary

Nathan Harliegh Semple, who also goes by Nate Semple, Nathan Harley Semple, is a registered financial professional currently at GIGATRADE BROKERAGE, LLC located in Watertown, Minnesota.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2011. Nathan has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO, Series 3, SIE, Series 56, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nate Semple | Nathan Harley Semple

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Harliegh Semple's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 29, 2026 - Present

GIGATRADE BROKERAGE, LLC

CRD#: 332100

WATERTOWN, MN

Past

November 21, 2017 - November 2, 2018

LUPO SECURITIES, LLC

CRD#: 43761

CHICAGO, IL

Past

March 14, 2011 - February 25, 2016

BELVEDERE TRADING LLC

CRD#: 132605

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(6/2/2026)

California
(6/4/2026)

Hawaii
(6/3/2026)

Idaho
(6/3/2026)

Kansas
(6/3/2026)

Kentucky
(6/4/2026)

Michigan
(5/29/2026)

Montana
(5/29/2026)

Ohio
(5/29/2026)

Utah
(6/2/2026)

West Virginia
(6/4/2026)

Exams

State Security Law Exam

Series 63

Date: 3/7/2025

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 5/29/2026

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 5/23/2025

Securities Trader Exam

General Industry/Product Exam

Series 7TO

Date: 8/15/2024

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/13/2024

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 1/23/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 56

Date: 9/1/2011

Proprietary Trader Qualification Examination

Principal/Supervisory Exam

Series 4

Date: 11/21/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GIGATRADE BROKERAGE, LLC

CRD#: 332100 / SEC#: , 8-71266

Broker-Dealer Firm Regulated by FINRA (Denver district office)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5532 Lillehammer Lane Suite 100, Park City, UT 84098

Mailing Address

5532 Lillehammer Lane Suite 100, Park City, UT 84098

Phone number

(847) 323-2560

Established

Delaware since 04/12/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GIGATRADE, LLC	SOLE MEMBER
HEBERT, MICHAEL JAMES	REGISTERED PRINCIPAL/ROP	1229298
JOHNSON, KRISTY KAY	FINOP/CFO	4470948
SCHWARTZ, JEFFREY DAVID	CHIEF COMPLIANCE OFFICER	2379690
SEMPLE, NATHAN HARLIEGH	PRESIDENT/COO	5878137

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Nathan H. Semple

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Harliegh Semple's CRS (Customer Relationship Summary).

Certified licenses

Experience

LUPO SECURITIES, LLC

BELVEDERE TRADING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/7/2025

Series 99TO

Date: 5/29/2026

Series 57TO

Date: 5/23/2025

Series 7TO

Date: 8/15/2024

Series 3

Date: 6/13/2024

SIE

Date: 1/23/2024

Series 56

Date: 9/1/2011

Series 4

Date: 11/21/2024

Series 24

Date: 11/1/2024

FINRA

Current Firm

GIGATRADE BROKERAGE, LLC

Contact information

FINRA licenses (10 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GIGATRADE BROKERAGE, LLC

TRUST BUT VERIFY

Similar Advisors