Charles J. Batchelor

ENTASIS ASSET MANAGEMENT LLC

Brookfield, WI 53045

Some features on this profile are disabled

CRD#: 5877693

Professional summary

Charles J Batchelor is a registered financial advisor currently at ENTASIS ASSET MANAGEMENT LLC located in Brookfield, Wisconsin.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Charles has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles J Batchelor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 10, 2016 - Present

ENTASIS ASSET MANAGEMENT LLC

Office #1: 300 N Corporate Dr Suite 270, Brookfield, WI 53045

RIA

CRD#: 282711

Brookfield, WI

Past

September 25, 2015 - April 28, 2016

CLEARY GULL INC.

RIA

CRD#: 45309

MILWAUKEE, WI

Past

March 10, 2011 - April 28, 2016

JOHNSON WEALTH INC.

RIA

CRD#: 125557

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTASIS ASSET MANAGEMENT LLC

CRD#: 282711 / SEC#: 801-121733

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Illinois

Registered Investment Advisory firm - (12/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/10/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/31/2017)

IAR

Texas
(8/16/2019)

IAR

Wisconsin
(5/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ENTASIS ASSET MANAGEMENT LLC

CRD#: 282711 / SEC#: 801-121733

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Illinois

Registered Investment Advisory firm - (12/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/10/2021 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/10/2021 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 S Executive Dr. Suite 101, Brookfield, WI 53005

Mailing Address

Phone number

(262) 754-5299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENTASIS ASSET MANAGEMENT LLC BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	465
AUM (Assets Under Management)	$ 170,995,814

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Shelly Wohler

INDEPENDENT FINANCIAL PARTNERS

IAR

Brookfield, WI

Casey Berrall

BKM WEALTH MANAGEMENT

IAR

Brookfield, WI

Carson Biber

DRAKE & ASSOCIATES, LLC

IAR

WAUKESHA, WI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Charles J. Batchelor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles J Batchelor's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTASIS ASSET MANAGEMENT LLC

CLEARY GULL INC.

JOHNSON WEALTH INC.

Primary Firm SEC Registration

ENTASIS ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Current Firm

ENTASIS ASSET MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTASIS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors