Catherine L. Billings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Catherine Louise Billings was a registered financial professional .
Catherine is a previously registered financial professional and started their career in finance in 2011. Catherine had worked at 6 firms .
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2013 - May 3, 2016
LUPO FUTURES, LLC
July 26, 2013 - September 24, 2014
TORO CAPITAL MANAGEMENT LLC
May 20, 2011 - July 16, 2013
TORO CAPITAL MANAGEMENT LLC
May 20, 2011 - July 1, 2014
IMC SECURITIES LLC
May 20, 2011 - September 26, 2014
MUSTANG TRADING, LLC
May 20, 2011 - March 2, 2015
V. DERIVATIVES, LLC
April 15, 2011 - November 2, 2018
LUPO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LUPO FUTURES, LLC
CRD#: 155931 / SEC#: , 8-68755
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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