Terence G. Alexa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Graham Alexa, who also goes by T Graham Alexa, Terrence Graham Alexa, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 2011. Terence had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2011 - July 15, 2014
LUPO FUTURES, LLC
May 4, 2011 - May 18, 2011
LUPO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
LUPO FUTURES, LLC
CRD#: 155931 / SEC#: , 8-68755
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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