Peter E. Bent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Everett Bent was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2012. Peter had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2015 - June 9, 2015
ASSET STRATEGY ADVISORS, LLC
May 8, 2012 - December 12, 2012
MARINER
March 1, 2012 - December 14, 2012
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879 / SEC#: 801-66549
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879 / SEC#: 801-66549
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
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