SJ

Shaniqua M. Jones

WEBULL FINANCIAL
New York, NY 10005
Some features on this profile are disabled
CRD#: 5877092
SJ

Professional summary


Shaniqua Monique Jones, who also goes by Shaniqua M Jones, is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York and WEBULL SECURITIES (US) LLC located in St. Petersburg, Florida.

Shaniqua is registered as a RR (Registered Representative) and started their career in finance in 2012. Shaniqua has worked at 3 firms and has passed the Series 63, Series 3, Series 99TO, Series 7TO, Series 57TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Shaniqua M Jones

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Shaniqua Monique Jones's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2023 - Present

WEBULL FINANCIAL LLC

Office #1: 44 Wall Street 2nd Floor, New York, NY 10005
BD
CRD#: 289063
New York, NY
Current

April 30, 2026 - Present

WEBULL SECURITIES (US) LLC

Office #1: 200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
BD
CRD#: 337940
ST. PETERSBURG, FL
Past

April 13, 2012 - January 2, 2022

LEK SECURITIES CORPORATION

BD
CRD#: 33135
NEW CITY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/3/2022
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 7/1/2021
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


WS
WEBULL SECURITIES (US) LLC
WEBULL SECURITIES (US) LLC

CRD#: 337940 / SEC#: , 8-71394

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
Mailing Address
200 Carillon Parkway 5th Floor, St. Petersburg, FL 33716
Phone number
(917) 725-2408
Established
Delaware since 02/21/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WEBULL HOLDINGS (US) INC.SOLE MEMBER
AHMED, MOSTAFIZUR RAHMANCHIEF COMPLIANCE OFFICER5470511
BASKETT, ERIN ELAINECHIEF EXECUTIVE OFFICER4538604
BEVAUN, MARLONFINOP / CHIEF FINANCIAL OFFICER6259795
TAYLOR, MICAH ANTHONY MR.GENERAL COUNSEL2890693

Red Flags


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Company Information


WEBULL SECURITIES (US) LLC

CRD#: 337940New York, NY 10005

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