Shaniqua M. Jones
Professional summary
Shaniqua Monique Jones, who also goes by Shaniqua M Jones, is a registered financial professional currently at WEBULL FINANCIAL LLC located in New York, New York.
Shaniqua is registered as a RR (Registered Representative) and started their career in finance in 2012. Shaniqua has worked at 2 firms and has passed the Series 63, Series 3, Series 99TO, Series 7TO, Series 57TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shaniqua Monique Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2023 - Present
WEBULL FINANCIAL LLC
Office #1: 44 Wall Street 2nd Floor, New York, NY 10005April 13, 2012 - January 2, 2022
LEK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 12/3/2022
General Securities Representative ExaminationSeries 57TO
Date: 7/1/2021
Securities Trader ExamFINRA
Current Firm
WEBULL FINANCIAL LLC
CRD#: 289063 / SEC#: , 8-69978
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
