James Paul Cunningham
Professional Summary
James Paul Cunningham, who also goes by Paul Cunningham, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1981 - 2016. James had worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 1, Series 26, Series 24, Series 4 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Cunningham
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
67 years in the financial services industry
Current & Past Employments
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Current Firm
SIGNAL RESEARCH GROUP LLC
Contact Information
Main Address
2401 S Bryant Ave Suite 100, Edmond, OK 73013Phone Number
(405) 509-2553# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
150AUM (Assets Under Management)
$18,338,002Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Apr 1959Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 1994About the Series 26 examSeries 12 — NYSE Branch Manager Examination
Passed May 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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