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Nicholas Ronald Vail

Nicholas Ronald Vail

CFP®
INTEGRITY WEALTH ADVISORS
GRANGER, IN
·CRD# 5876579·15 years experience

Professional Summary

Nicholas Ronald Vail, CFP®, who also goes by Nicholas Vail, is a registered financial advisor currently at INTEGRITY WEALTH ADVISORS located in Granger, Indiana. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Nicholas has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Vail

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

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Credentials

CFP®
Certified Financial PlannerSince 2018

Years of Experience

15 years in the financial services industry

Current & Past Employments

INTEGRITY WEALTH ADVISORS·CRD# 323750
RIA
52511 Gumwood Rd, Granger, IN 46530
February 21, 2023 - Present
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
Carmel, IN
December 20, 2013 - February 24, 2023
SECURITIES AMERICA, INC.·CRD# 10205
BD
Carmel, IN
December 20, 2013 - February 24, 2023
WADDELL & REED·CRD# 866
RIA
Indianapolis, IN
August 17, 2011 - December 23, 2013
WADDELL & REED·CRD# 866
BD
Indianapolis, IN
May 14, 2011 - December 23, 2013

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Current Firm

IW
INTEGRITY WEALTH ADVISORS

INTEGRITY WEALTH ADVISORS | INTEGRITY WEALTH ADVISORS, LLC

CRD#: 323750
Florida
Registered Investment Advisory firm - Florida (3/20/2023 Approved)
Indiana
Registered Investment Advisory firm - Indiana (2/21/2023 Approved)
Michigan
Registered Investment Advisory firm - Michigan (2/22/2023 Approved)

Contact Information

Main Address

52511 Gumwood Rd, Granger, IN 46530

Phone Number

(574) 703-3987

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

415

AUM (Assets Under Management)

$64,677,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INTEGRITY WEALTH ADVISORS - DBA SECURITIES AMERICA ADVISORS -INVESTMENT ADVISORY - IAR - INVESTMENT RELATED - START DATE: 12/2013 - LOCATED AT 600 E Carmel, STE 269, INDIANAPOLIS, IN 46032 INTEGRITY WEALTH ADVISORS POSITION: Financial Advisor NATURE: INSURANCE SALES - AGENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/01/2011 ADDRESS: 600 E Carmel Drive, Suite 269, Carmel IN 46032 DESCRIPTION: If our financial planning shows that there is an insurance need, we will give clients options to satisfy those insurance needs. INTEGRITY WEALTH ADVISORS POSITION: Certified Financial Planner NATURE: Financial Planning Firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 320 SECURITIES TRADING HOURS: 320 START DATE: 12/20/2014 ADDRESS: 52511 Gumwood Rd, Suite 269, Granger IN 46530 DESCRIPTION: Financial Planning, investing, financial advice INTEGRITY WEALTH ADVISORS POSITION: Financial Advisor NATURE: Financial Planning. We work within the scope of Securities America, just under a different marketing name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: 52511 Gumwood Rd., Granger IN 46530 DESCRIPTION: Investing, finanicial planning, insurance, retirement planning Owner; Fast Dance LLC; Is the business investment related: No; Location of the business: 1504 Leon St Fernandina Beach FL 32034 USA; Description of the business: A rental property owned by Nicholas and his wife, Leanne. The property will be rented out via a property manager in Fernandina Beach, Florida.; Responsibilities Duties: Paying the mortgage and the upkeep of the property. ; Start date with business: 2023-09-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 0;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Indiana
(2/21/2023)
IAR
Michigan
(2/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2011About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Ronald Vail's CRS (Customer Relationship Summary).

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Nicholas Ronald Vail
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