Kyle P. Sleasman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Patrick Sleasman, who also goes by Kyle Sleasman, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2011. Kyle had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2015 - July 22, 2015
FIRST AMERICAN SECURITIES, INC.
March 24, 2015 - July 22, 2015
FIRST AMERICAN SECURITIES, INC.
October 4, 2012 - May 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 3, 2012 - May 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 2012 - September 21, 2012
WADDELL & REED
August 30, 2011 - September 21, 2012
WADDELL & REED
February 11, 2011 - April 21, 2011
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AMERICAN SECURITIES, INC.
CRD#: 35841 / SEC#: 801-61017, 8-47094
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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