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TJ

Thomas L. Jenne

FORESIDE FINANCIAL SERVICES

Portland, ME 04101

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CRD#: 5876213

Professional summary

Thomas Lawrence Jenne, who also goes by Thomas Lawrence Jenne, Thomas L Jenne, Thomas Jenne, Tom Jenne, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and IMST DISTRIBUTORS, LLC located in Portland, Maine.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2011. Thomas has worked at 13 firms and has passed the Series 66, Series 99TO, Series 52TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

Thomas Lawrence Jenne | Thomas L Jenne | Thomas Jenne | Tom Jenne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Lyft, Driver, Not Investment Related, 2278 Coventry Rd, Lancaster PA, 17601, ride-share driver, June 2018 - Present, 10-20 hours a month during the nights and weekends, 0 hours during trading hours. Ride-share driver picking up passengers and taking them to their requested destination. 2) Uber, Driver, Not Investment Related, 2278 Coventry Rd, Lancaster PA, 17601, ride-share driver, June 2018 - Present, 10-20 hours a month during the nights and weekends, 0 hours during trading hours. Ride-share driver picking up passengers and taking them to their requested destination.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Lawrence Jenne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2023 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 148477

Portland, ME

Current

November 14, 2023 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 130745

Portland, ME

Current

November 14, 2023 - Present

STERLING CAPITAL DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103934

Portland, ME

Current

November 14, 2023 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 103848

Portland, ME

Current

November 14, 2023 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 46106

Portland, ME

Current

November 14, 2023 - Present

FORESIDE FUNDS DISTRIBUTORS LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

BD

CRD#: 31334

Portland, ME

Past

August 13, 2021 - October 16, 2023

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

Lancaster, PA

Past

August 13, 2021 - October 16, 2023

MADISON AVENUE SECURITIES, LLC

BD

CRD#: 23224

SAN DIEGO, CA

Past

July 18, 2018 - October 8, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Lancaster, PA

Past

July 18, 2018 - October 8, 2020

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

Lancaster, PA

Past

July 18, 2018 - October 8, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD

CRD#: 6694

ST. PETERSBURG, FL

Past

July 18, 2018 - October 8, 2020

RAYMOND JAMES & ASSOCIATES, INC.

BD

CRD#: 705

ST. PETERSBURG, FL

Past

November 12, 2015 - April 6, 2018

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

HORSHAM, PA

Past

October 22, 2015 - April 6, 2018

HORNOR, TOWNSEND & KENT, LLC

BD

CRD#: 4031

HORSHAM, PA

Past

June 15, 2015 - September 29, 2015

LINCOLN INVESTMENT

RIA

CRD#: 519

JENKINTOWN, PA

Past

May 21, 2014 - September 29, 2015

LINCOLN INVESTMENT

BD

CRD#: 519

JENKINTOWN, PA

Past

July 26, 2011 - May 8, 2014

PERSHING LLC

BD

CRD#: 7560

KING OF PRUSSIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Pennsylvania
(11/14/2023)

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 6/11/2015

Uniform Combined State Law Examination

General Industry/Product Exam

RR

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

RR

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 7/25/2011

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 4/30/2012

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

FF

FORESIDE FUNDS DISTRIBUTORS LLC

440 FINANCIAL DISTRIBUTORS, INC. | PFPC DISTRIBUTORS, INC. | FORESIDE FUNDS DISTRIBUTORS LLC | FIRST DATA DISTRIBUTORS, INC. | BNY MELLON DISTRIBUTORS LLC | BNY MELLON DISTRIBUTORS INC.

CRD#: 31334 / SEC#: , 8-45467

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VP/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334Portland, ME 04101

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