Matthew J. Purtill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew J Purtill, who also goes by Matt Purtill, Matthew J. Purtill, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2011. Matthew had worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - August 6, 2025
CMS WEALTH MANAGEMENT
January 6, 2015 - August 6, 2025
APW CAPITAL, INC.
July 11, 2013 - October 2, 2014
NATIONWIDE FUND DISTRIBUTORS LLC
November 3, 2011 - June 28, 2013
MANAGED ACCOUNT SERVICES, LLC
March 28, 2011 - November 4, 2011
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
CMS WEALTH MANAGEMENT
CRD#: 105903 / SEC#: 801-30898
Contact information
Regulatory assets under management
| Total Number of Accounts | 904 |
| AUM (Assets Under Management) | $ 396,878,784 |
Red Flags
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