Dan M. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Mason Morris JR, who also goes by Dan Mason Morris, Daniel Mason Morris Jr, was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 2011. Dan had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 2014 - June 21, 2017
PAYNE CAPITAL MANAGEMENT, LLC
September 6, 2013 - August 21, 2014
KEETER PAYNE CAPITAL MANAGEMENT, LLC
April 17, 2012 - June 4, 2013
BROGAN FINANCIAL
July 13, 2011 - January 28, 2012
LPL FINANCIAL LLC
June 8, 2011 - January 28, 2012
LPL FINANCIAL LLC
Primary Firm SEC Registration
PAYNE CAPITAL MANAGEMENT, LLC
CRD#: 147119 / SEC#: 801-69261
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYNE CAPITAL MANAGEMENT, LLC
CRD#: 147119 / SEC#: 801-69261
Contact information
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,048 |
| AUM (Assets Under Management) | $ 1,207,479,184 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
