RI
Russell W. Ingram
GUARDIAN WEALTH ADVISORS
JOHNSON CITY, TN 37601
Some features on this profile are disabled
CRD#: 5875940
RI
Professional summary
Russell William Ingram JR is a registered financial advisor currently at GUARDIAN WEALTH ADVISORS, LLC located in Johnson City, Tennessee and PRIVATE CLIENT SERVICES, LLC located in Johnson City, Tennessee.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Russell has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GUARDIAN WEALTH ADVISORS, LLC. IAR. 04/2022. 160 HRS/MO; 40 DURING TRADING HRS. 2) PRIVATE CLIENT SERVICES, LLC. REG REP. 04/2022.160HRS/MO; 40 DURING TRADING HRS. 3) INGRAM FINANCIAL SERVICES. LIFE, DISABILITY, HEATH, AND LONG TERM CARE INSURANCE SALES, ALONG WITH GROUP MEDICAL & ANCILLARY INSURANCE. INSURANCE AGENT. 40 HRS/MO; 40 DURING TRADING HRS. investment-related.
CRS (Client Relationship Summary) - RIA
Click below to view Russell William Ingram JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2022 - Present
GUARDIAN WEALTH ADVISORS, LLC
Office #1: 2903 E Oakland Ave, Johnson City, TN 37601RIA
CRD#: 305412
JOHNSON CITY, TN
Current
April 1, 2022 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 2903 E Oakland Ave, Johnson City, TN 37601RIA
BD
CRD#: 120222
Johnson City, TN
Past
July 19, 2012 - April 1, 2022
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
JOHNSON CITY, TN
Past
March 7, 2011 - April 1, 2022
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
JOHNSON CITY, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
Registered Investment Advisory firm - (2/24/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/1/2022)
RR
California(1/2/2024)
RR
Florida(4/1/2022)
RR
Georgia(4/1/2022)
RR
Kentucky(4/1/2022)
RR
Maine(9/10/2024)
RR
Mississippi(4/1/2022)
RR
Montana(4/1/2022)
RR
North Carolina(4/1/2022)
IAR
North Carolina(4/20/2022)
RR
Ohio(4/1/2022)
RR
Pennsylvania(4/1/2022)
RR
South Carolina(4/1/2022)
RR
Tennessee(4/1/2022)
IAR
Tennessee(4/6/2022)
RR
Texas(4/1/2022)
RR
Virginia(4/1/2022)
RR
Washington(4/1/2022)
RR
West Virginia(9/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GUARDIAN WEALTH ADVISORS, LLC
BLUE LINE INVESTING | VALLEY PEAK FINANCIAL | SILO WEALTH | LSG INVESTMENT GROUP | INGRAM FINANCIAL | ID WEALTH | GWP HOLDINGS, LLC | GUARDIAN WEALTH PARTNERS | GUARDIAN WEALTH ADVISORS, LLC | GATHER WEALTH | FINANCE ROADMAP PLANNING | DUNHAM & DEITEL WEALTH MANAGEMENT | CORNERSTONE WEALTH CONSULTING SERVICES LLC | CENTERPOINT FINANCIAL GROUP, INC.
CRD#: 305412 / SEC#: 801-118121
RIA
Registered Investment Advisory firm - (2/24/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4270 The Circle At North Hills Street Suite 200, Raleigh, NC 27609
Mailing Address
Phone number
(919) 874-1900
Established
Firm type
Fiscal year end
# of Employees
43
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,683 |
| AUM (Assets Under Management) | $ 2,051,517,525 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
