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Nicholas Donald Miskowiec

CRD# 5875887·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas Donald Miskowiec was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 2011 - 2012. Nicholas had worked at 1 firm and has passed the Series 56 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

PEAK6 PERFORMANCE MANAGEMENT LLC·CRD# 137368
BD
Chicago, IL
March 7, 2011 - October 1, 2012

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Current Firm

PP
PEAK6 PERFORMANCE MANAGEMENT LLC

PEAK6 PERFORMANCE MANAGEMENT LLC

CRD#: 137368 / SEC#: 8-67080
BD
Terminated by SEC on 09/01/2014

Contact Information

Established

Delaware since 08/31/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PEAK6 PERFORMANCE FUND LTD.MEMBER—
PEAK6 PERFORMANCE FUND LLCMEMBER—
GRIGUS, PHILIP BARTFINOP4145812
ROTHKOPF, MICHAEL JAMESCHIEF INVESTMENT OFFICER OF PEAK6 ADVISORS LLC2306661
SHIMANEK, WILLIAM JAMESCHIEF COMPLIANCE OFFICER1713029

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 56 — Proprietary Trader Qualification Examination

Passed Aug 2011

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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