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Ryan Hatle Sullivan

CRD# 5875790·Registered 2011 - 2026
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Hatle Sullivan was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2011 - 2026. Ryan had worked at 5 firms and has passed the Series 99TO, Series 57TO, SIE, Series 7, Series 56 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

BELVEDERE TRADING LLC·CRD# 132605
BD
Chicago, IL
January 9, 2020 - February 20, 2026
G2 TRADING LLC·CRD# 159978
BD
Chicago, IL
October 31, 2018 - February 2, 2019
PEAK6 CAPITAL MANAGEMENT LLC·CRD# 43773
BD
Chicago, IL
April 18, 2016 - December 2, 2016
APEX CLEARING CORPORATION·CRD# 13071
BD
Dallas, TX
April 14, 2015 - April 5, 2016
PEAK6 CAPITAL MANAGEMENT LLC·CRD# 43773
BD
Chicago, IL
November 11, 2014 - April 6, 2015
PEAK6 PERFORMANCE MANAGEMENT LLC·CRD# 137368
BD
Chicago, IL
November 20, 2012 - July 1, 2014
PEAK6 CAPITAL MANAGEMENT LLC·CRD# 43773
BD
Chicago, IL
January 19, 2011 - November 20, 2012

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Current Firm

BT
BELVEDERE TRADING LLC

BELVEDERE TRADING LLC

CRD#: 132605 / SEC#: 8-66612
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

10 S Riverside Plaza Suite 2100, Chicago, IL 60606

Mailing Address

10 S. Riverside Plaza Suite 2100, Chicago, IL 60606

Phone Number

(312) 893-3750

Established

Illinois since 01/25/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

Documents

Direct owners and executive officers

NamePositionCRD#
BELVEDERE GROUP LLCSOLE MEMBER—
BABER, YEZDAAN AHMADCHIEF EXECUTIVE OFFICER6229007
FORRER, RICHARDO THOMASCOO/CFO3089279
JONES, BRANDON WILLIAMCHIEF COMPLIANCE OFFICER6469268
MASSARELLI, JOHN JOSEPHDIRECTOR OF RISK3066703
MUEHLFELT, LISA ANNFINOP2535566

Disclosures

Regulatory Event

29

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2024About the Series 99TO exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2011About the Series 7 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Jul 2011

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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