Derek J. Sensenig

ENCOMPASS ADVISORY SERVICES

Katy, TX 77494

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CRD#: 5875722

Professional summary

Derek Jay Sensenig, CFP®, ChFC®, CLU®, who also goes by Derek J Sensenig, is a registered financial advisor currently at ENCOMPASS ADVISORY SERVICES, LLC located in Katy, Texas.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Derek has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Derek J Sensenig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jay Sensenig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 17, 2020 - Present

ENCOMPASS ADVISORY SERVICES, LLC

Office #1: 23114 Seven Meadows Parkway, Katy, TX 77494

RIA

CRD#: 283574

Katy, TX

Past

June 3, 2021 - August 11, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

November 11, 2019 - January 20, 2020

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Sugar Land, TX

Past

November 13, 2013 - August 8, 2019

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Houston, TX

Past

November 13, 2013 - August 8, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

HOUSTON, TX

Past

February 5, 2013 - October 21, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

February 5, 2013 - October 21, 2013

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

June 30, 2011 - February 8, 2013

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

SAN ANTONIO, TX

Past

January 28, 2011 - February 8, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

SAN ANTONIO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCOMPASS ADVISORY SERVICES, LLC

EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES

CRD#: 283574 / SEC#: 801-132142

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

California

Registered Investment Advisory firm - (4/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/23/2024)

IAR

Texas
(4/17/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/9/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/27/2014

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/21/2014

General Securities Principal Examination

Current Firm

ENCOMPASS ADVISORY SERVICES, LLC

EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES

CRD#: 283574 / SEC#: 801-132142

RIA

Registered Investment Advisory firm - (3/10/2025 Approved)

California

Registered Investment Advisory firm - (4/12/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/13/2025 Terminated)

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Contact information

Main Address

23114 Seven Meadows Parkway, Katy, TX 77494

Mailing Address

Phone number

(281) 371-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE - ENCOMPASS ADVISORY SERVICES, LLC (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT (NATHAN E. DAGLEY) (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT (JASON W CEYANES, SR) (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT (THOMAS H. PAYNE) (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT - DEREK J. SENSENIG (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT - SCOTT M. HANSEN (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT - DIDYA M. BIANCHI (2/12/2026)

PART 2B: BROCHURE SUPPLEMENT (JOHN L. PESSARRA) (2/12/2026)

Regulatory assets under management

Total Number of Accounts	1,007
AUM (Assets Under Management)	$ 121,263,796

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek J. Sensenig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Jay Sensenig's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

AE WEALTH MANAGEMENT, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ENCOMPASS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2011

Series 63

Date: 2/9/2011

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/27/2011

Series 53

Date: 4/27/2014

Series 24

Date: 3/21/2014

Current Firm

ENCOMPASS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCOMPASS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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