Derek Jay Sensenig
CFP®, ChFC®, CLU®Professional Summary
Derek Jay Sensenig, CFP®, ChFC®, CLU®, who also goes by Derek J Sensenig, is a registered financial advisor currently at ENCOMPASS ADVISORY SERVICES, LLC located in Katy, Texas. Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Derek has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek J Sensenig
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES
Contact Information
Main Address
23114 Seven Meadows Parkway, Katy, TX 77494Phone Number
(281) 371-6300# of Employees
14SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,007AUM (Assets Under Management)
$121,263,796Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EAS | PWM | PROSPERITAS WEALTH MANAGEMENT | ENCOMPASS ADVISORY SERVICES, LLC | ENCOMPASS ADVISORY SERVICES
State Registrations and Notice Filings
(9/23/2024)
(4/17/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Derek Jay Sensenig's CRS (Customer Relationship Summary).
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