Norma G. Jackson
Professional summary
Norma Goodwin Jackson, who also goes by Norma Goodwin, Norma Hangue, Norma Goodwin Hangue, is a registered financial professional currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in White Plains, Maryland.
Norma is registered as a RR (Registered Representative) and started their career in finance in 2020. Norma has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Norma Goodwin Jackson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2026 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 4475 Regency Place Suite 301, White Plains, MD 20695August 18, 2022 - December 16, 2024
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 18, 2020 - March 11, 2021
W&S BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2026)
(3/5/2026)
(3/5/2026)
(3/5/2026)
Exams
Series 6TO
Date: 8/17/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164 / SEC#: 801-38618, 8-33429
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.