Filippo Lecchini
Professional Summary
Filippo Lecchini is a registered financial advisor currently at PHILLIP CAPITAL INC. located in Chicago, Illinois. Filippo is registered as a RR (Registered Representative) and started their career in finance in 2011. Filippo has worked at 3 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 3, Series 99, Series 56 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
15 years in the financial services industry
Current & Past Employments
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Current Firm
PHILLIP CAPITAL INC. | PHILLIPCAPITAL
Contact Information
Main Address
141 W. Jackson, Suite 1531a, Chicago, IL 60604-2653Mailing Address
141 W. Jackson, Suite 1531a, Chicago, IL 60604-2653Phone Number
(312) 356-9000Established
Delaware since 04/30/2010Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (47 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/3/2026)
(10/13/2021)
(8/3/2026)
(8/4/2026)
(8/3/2026)
(8/3/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Aug 2011SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Filippo Lecchini's CRS (Customer Relationship Summary).
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