Gilberto Mendez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilberto Mendez, who also goes by Gil Mendez, was a registered financial professional .
Gilberto is a previously registered financial professional and started their career in finance in 2011. Gilberto had worked at 2 firms and has passed the Series 65 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2018 - December 31, 2018
RED IVY CAPITAL, LLC
January 10, 2017 - December 31, 2017
RED IVY CAPITAL, LLC
February 5, 2015 - December 31, 2016
RED IVY CAPITAL, LLC
March 11, 2011 - March 20, 2013
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/12/2011
Proprietary Trader Qualification ExaminationCurrent Firm
RED IVY CAPITAL, LLC
CRD#: 169621 / SEC#: 802-79838
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 2/2/2016 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
