Peter S. Mu

WEALTH CAIRN

Aromas, CA

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CRD#: 5875690

Professional summary

Peter Sizhong Mu, CFP®, ChFC®, who also goes by Peter Mu, is a registered financial advisor currently at WEALTH CAIRN, LLC located in Aromas, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Peter has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Mu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Outside insurance OBA Outside insurance sales Start: 10/18/2019 Address: 910 E Hamilton Ave Suite #350; Campbell, CA 95008 10 bus hrs per month Investment related >10% annual compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Sizhong Mu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

ChFC^®

Chartered Financial Consultant

Experience

Current

April 30, 2020 - Present

WEALTH CAIRN, LLC

RIA

CRD#: 307622

Aromas, CA

Past

March 8, 2011 - May 18, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

Campbell, CA

Past

February 10, 2011 - May 18, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

Campbell, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/30/2020)

IAR

Texas
(9/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/26/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/9/2011

General Securities Representative Examination

Current Firm

WEALTH CAIRN, LLC

CAIRN WEALTH | WEALTH CAIRN, LLC | WEALTH CAIRN | MU, PETER, SIZHONG | MU, PETER

CRD#: 307622 / SEC#:

California

Registered Investment Advisory firm - (4/30/2020 Approved)

Texas

Registered Investment Advisory firm - (9/17/2021 Conditional Restricted)

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Contact information

Main Address

Aromas, CA

Mailing Address

Phone number

(408) 520-1518

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Peter S. Mu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Sizhong Mu's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH CAIRN, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/26/2011

SIE

Date: 10/1/2018

Series 7

Date: 2/9/2011

Current Firm

WEALTH CAIRN, LLC

Contact information

Documents

Red Flags

Company Information

WEALTH CAIRN, LLC

TRUST BUT VERIFY

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