Brian E. Eggener
Professional summary
Brian Ernest Eggener is a registered financial professional currently at GELBER SECURITIES, LLC located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 3 firms and has passed the Series 57TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Ernest Eggener's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2020 - Present
GELBER SECURITIES, LLC
Office #1: 350 N. Orleans 7th Floor, North Tower, Chicago, IL 60654Office #2: 350 N.orleans St S10000, Chicago, IL 60654November 26, 2019 - July 7, 2020
APEX CLEARING CORPORATION
January 31, 2011 - November 22, 2019
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 7/26/2011
Proprietary Trader Qualification ExaminationFINRA
Current Firm
GELBER SECURITIES, LLC
CRD#: 18367 / SEC#: , 8-36696
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELBER GROUP, LLC | DELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER | |
| COFFEY, PATRICK JOSEPH | CHIEF OPERATING OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER | 7262848 |
| DUNSKY, LISA ANN | CHIEF LEGAL OFFICER | |
| GELBER, BRIAN ROGER | CHIEF EXECUTIVE OFFICER | 839297 |
| HAZE, DANIEL M | CHIEF COMPLIANCE OFFICER | 7393008 |
| HILBURGER, JAMES ROBERT | CHIEF FINANCIAL OFFICER/ PRINCIPAL FINANCIAL OFFICER | 4570079 |
| LONTEEN, CHRISTIAN MATTHEW | MANAGING DIRECTOR OF TRADING | 5793881 |
| MAHLER, MATTHEW CARL | PRESIDENT/PRINCIPAL OPTIONS OFFICER | 4987267 |
Disclosures
| Regulatory Event | 9 |
Red Flags
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