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Alessandra Ann Deane

CRD# 5875292·Registered 2014 - 2018
Previously Registered: Being a previously registered professional could mean that Alessandra is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alessandra Ann Deane, who also goes by Ali Deane, was a registered financial advisor. Alessandra was a previously registered financial professional and started their career in finance 2014 - 2018. Alessandra had worked at 3 firms and has passed the Series 63, SIE, Series 50, Series 52 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ali Deane

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

PRAGER & CO., LLC·CRD# 21567
BD
New York, NY
May 17, 2016 - February 12, 2018
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
August 27, 2015 - April 14, 2016
SANFORD C. BERNSTEIN & CO., LLC·CRD# 104474
BD
New York, NY
December 23, 2014 - August 5, 2015

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Current Firm

P&
PRAGER & CO., LLC

PRAGER & CO. | PRAGER, SEALY & CO., LLC | PRAGER, MCCARTHY & SEALY, LLC | PRAGER, MCCARTHY & SEALY | PRAGER, MCCARTHY & LEWIS | PRAGER & COMPANY, LLC | PRAGER & CO., LLC

CRD#: 21567 / SEC#: 8-39048
BD
Terminated by SEC on 02/18/2023

Contact Information

Established

Delaware since 01/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
PRAGER MANAGEMENT CO., LLCMANAGING MEMBER—
DAVIDENKO, CHARITYCCO4203342
HETZ, EDWIN DAVIDMANAGING DIRECTOR & CEO1191057
PRAGER, FREDRIC JOELMANAGING DIRECTOR1018994
THURMAN, RHETT DAVIDMANAGING DIRECTOR/CFO/COO4484341

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Sep 2017About the Series 50 exam

Series 52 — Municipal Securities Representative Examination

Passed Oct 2015About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Dec 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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