Stuart L. Brisgel

B1 FINANCIAL

Aventura, FL 33180

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CRD#: 5875208

Professional summary

Stuart Lawrence Brisgel is a registered financial advisor currently at B1 FINANCIAL located in Aventura, Florida.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Stuart has worked at 6 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WINSTON TOWER 400 CONDO ASSOCIATION; NON-INVESTMENT RELATED; BOARD/VP; 0 HRS/MONTH; 2 HRS DURING TRADING. 2) ENVIRO WOOD CUTLERY; NON-INVESTMENT RELATED; OWNER; 2 HRS/MTH 2 HRS/TRADING. 3) THE GLOVE STORE; NON-INVESTMENT RELATED; OWNER; 1 HR/MTH 1 HR/TRADING. 4) TO YOUR DOOR DENTAL; NON-INVESTMENT RELATED; OWNER, 1980 GRANT STREET, HOLLYWOOD, FL 33020; LESS THAN 2 HOURS PER MONTH. 5) THE RANT NETWORK; NON-INVESTMENT RELATED; OWNER; LESS THAN 1 HOUR PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Lawrence Brisgel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2023 - Present

B1 FINANCIAL

Office #1: 19505 Biscayne Blvd Suite 2350, Aventura, FL 33180

RIA

CRD#: 323539

Aventura, FL

Past

October 9, 2017 - September 20, 2023

CUMULARE ASSET MANAGEMENT, LLC

RIA

CRD#: 288846

HOLLYWOOD, FL

Past

September 19, 2012 - December 21, 2020

B ONE ADVISORS, LLC

RIA

CRD#: 164929

AVENTURA, FL

Past

January 18, 2012 - July 13, 2012

NFSG CORPORATION

RIA

CRD#: 130814

BOCA RATON, FL

Past

December 21, 2011 - July 13, 2012

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

April 18, 2011 - November 9, 2011

MORGAN STANLEY

RIA

CRD#: 149777

FT. LAUDERDALE, FL

Past

February 4, 2011 - November 9, 2011

MORGAN STANLEY

CRD#: 149777

FT. LAUDERDALE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/24/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/3/2011

General Securities Representative Examination

Current Firm

B1 FINANCIAL

B ONE MANAGEMENT LLC | B1 FINANCIAL

CRD#: 323539 / SEC#:

Florida

Registered Investment Advisory firm - (3/29/2023 Approved)

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Contact information

Main Address

19505 Biscayne Blvd Suite 2350, Aventura, FL 33180

Mailing Address

Phone number

(954) 736-4699

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 23,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stuart L. Brisgel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Lawrence Brisgel's CRS (Customer Relationship Summary).

Certified licenses

Experience

B1 FINANCIAL

CUMULARE ASSET MANAGEMENT, LLC

B ONE ADVISORS, LLC

NFSG CORPORATION

NEWBRIDGE SECURITIES CORPORATION

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 4/14/2011

Series 63

Date: 3/24/2011

Series 7

Date: 2/3/2011

Current Firm

B1 FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

B1 FINANCIAL

TRUST BUT VERIFY

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