RB
Ross F. Brannon
REALTA INVESTMENT ADVISORS,
TALLAHASSEE, FL 32308
Some features on this profile are disabled
CRD#: 5875036
RB
Professional summary
Ross Fredrick Brannon, who also goes by Ross F Brannon, Ross Frederick Brannon, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Tallahassee, Florida and REALTA EQUITIES, INC. located in Tallahassee, Florida.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Ross has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ross F Brannon | Ross Frederick Brannon
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Power of Attorney for my wife, Start: 09/02/2011, Address: 3903 Dunleer Ct Tallahassee, FL 32309, 0 total hours per month, not investment related, No compensation. 2) Ross Brannon Financial Advisor LLC-LLC used for tax and employment (staff) purposes, start: 11/07/2019, Address: 3664 Coolidge Ct, Tallahassee, FL 32311, 0 total hours per month, not investment related, No compensation. 3) Realta Investment Advisors, Inc., Start 3/14/2023, 1201 N. Orange Street, Ste 729 Wilmington, DE 19801, Investment Advisory Services, Investment Advisor Representative, www.realtawealth.com, Compensation: Advisory Fees, 50 hours per week during normal trading hours. 4) Brannon Equipment Rental, LLC, start: 12/22/2023, Purchasing heavy equipment to be added to equipment share platform, Owner, Compensation: Fee from rental equipment, 40 hours per week during normal trading hours. 5) Tax Alpha Title, LLC dba (to include all Tax Alpha Entities: Tax Alpha Solutions, LLC, Tax Alpha Title, LLC, and Tax Alpha Institute), not investment related, Plano, TX, start date 11/2023, educating CPAs, tax and real estate attorney's and investment advice to clients, www.taxalphatitle.com, Managing Director, commissions paid through the broker dealers and fees paid through the RIA, 40 hours per week during normal trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ross Fredrick Brannon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2023 - Present
REALTA INVESTMENT ADVISORS, INC
Office #1: 1408 Piedmont Way, Tallahassee, FL 32308RIA
CRD#: 134952
TALLAHASSEE, FL
Current
March 20, 2023 - Present
REALTA EQUITIES, INC.
Office #1: 1408 Piedmont Way, Tallahassee, FL 32312BD
CRD#: 23769
Tallahassee, FL
Past
March 22, 2012 - March 15, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
TALLAHASSEE, FL
Past
March 31, 2011 - March 15, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
TALLAHASSEE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/18/2023)
RR
Alaska(12/16/2024)
RR
Arizona(3/21/2023)
RR
Arkansas(7/24/2023)
RR
California(3/20/2023)
RR
Colorado(3/21/2023)
RR
Connecticut(10/3/2025)
RR
Delaware(10/1/2024)
IAR
Florida(4/13/2023)
RR
Florida(4/17/2023)
RR
Georgia(3/20/2023)
RR
Illinois(3/20/2023)
RR
Kansas(3/20/2023)
RR
Louisiana(3/20/2023)
RR
Maryland(3/20/2023)
RR
Massachusetts(3/20/2023)
RR
Michigan(12/6/2024)
RR
Minnesota(3/20/2023)
RR
Mississippi(3/20/2023)
RR
Missouri(3/20/2023)
RR
Nebraska(12/19/2024)
RR
Nevada(10/1/2024)
RR
New Jersey(12/4/2024)
RR
New York(3/20/2023)
RR
North Carolina(3/20/2023)
RR
Ohio(3/20/2023)
RR
Oklahoma(3/21/2023)
RR
Pennsylvania(12/19/2023)
RR
South Carolina(3/20/2023)
RR
Texas(3/20/2023)
RR
Utah(12/26/2024)
RR
Virginia(3/20/2023)
RR
Washington(3/20/2023)
RR
West Virginia(7/24/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
