Tara A. Begeman
Professional summary
Tara Aida Begeman is a registered financial professional currently at RCM SECURITIES located in Chicago, Illinois.
Tara is registered as a RR (Registered Representative) and started their career in finance in 2011. Tara has worked at 2 firms and has passed the Series 63, Series 3, SIE, Series 7TO and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tara Aida Begeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2021 - Present
RCM SECURITIES
Office #1: 318 W Adams St Floor 10, Chicago, IL 60606Office #2: 318 W Adams, Floor 10, Chicago, IL 60606March 14, 2011 - November 17, 2011
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2021)
Exams
Series 7TO
Date: 5/14/2021
General Securities Representative ExaminationSeries 56
Date: 7/28/2011
Proprietary Trader Qualification ExaminationFINRA
Current Firm
RCM SECURITIES
CRD#: 15548 / SEC#: , 8-33866
Contact information
FINRA licenses (24 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
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