Leslie A. Cuevas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Ariel Cuevas was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 2011. Leslie had worked at 2 firms and has passed the Series 56 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2012 - September 17, 2013
QUASAR TRADING, LLC
March 10, 2011 - August 31, 2012
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 56
Date: 10/28/2011
Proprietary Trader Qualification ExaminationCurrent Firm
QUASAR TRADING, LLC
CRD#: 151974 / SEC#: , 8-68416
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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