Andrew J. Mohrmann
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CRD#: 5874946
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew James Mohrmann, CFP® was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2014. Andrew had worked at 2 firms .
Biography
At Modern Dollar, we help executives and medical professionals find financial clarity.
From our experience in working with busy execs and medical professionals, we know you face many competing priorities and that your financial life has become more complex. It is likely that your 401k has grown and you might have a myriad of other benefits, like restricted stock, options or deferred compensation. Outside of work, you may have some college savings, or you’ve dabbled with some personal investing. We also often see folks let cash savings pile up that don’t have a purpose because they aren’t quite sure where to put it.
With so many moving parts, you might wonder if anything is falling through the cracks or if you’re on the right path to exit the working world when the time is right (or if you’re unfortunately forced out in the face of a merger). Are there things you could be doing to help reduce taxes or pay less in health costs? Have you put the right things in place in the event something happens to you? We’re familiar with all of these very legitimate questions and concerns.
We help our clients get organized, understand the ‘big picture’, stay accountable and feel confident that they aren’t missing anything when it comes to their money.
Our team does this through a structured financial plan at the outset, low cost investing and semiannual review meetings thereafter, paid for via a transparent, simple fee.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Estate Planning
Employee and Employer Plan Ben...
Insurance Planning
Comprehensive Financial Planni...
Tax Planning
Do you have an area of expertise or specialization?
Corporate Executives
Fixed Fee (Subscription, Retai...
Investment Advice with Ongoing...
Medical Professionals
Retirement Planning & Distribu...
Tax Planning
How do you get paid?
Fee Only
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Past
April 7, 2015 - April 16, 2024
MODERN DOLLAR PLANNING, LLC
RIA
CRD#: 174695
ST. LOUIS, MO
Past
July 24, 2014 - January 22, 2015
PLANCORP, LLC
RIA
CRD#: 106599
SAINT LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MODERN DOLLAR PLANNING, LLC
MODERN DOLLAR PLANNING, LLC
CRD#: 174695 / SEC#: 801-128613
RIA
Registered Investment Advisory firm - (8/21/2023 Approved)California
Registered Investment Advisory firm - (9/30/2023 Terminated)Illinois
Registered Investment Advisory firm - (8/31/2023 Terminated)Missouri
Registered Investment Advisory firm - (8/31/2023 Terminated)Texas
Registered Investment Advisory firm - (8/31/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
MODERN DOLLAR PLANNING, LLC
MODERN DOLLAR PLANNING, LLC
CRD#: 174695 / SEC#: 801-128613
RIA
Registered Investment Advisory firm - (8/21/2023 Approved)California
Registered Investment Advisory firm - (9/30/2023 Terminated)Illinois
Registered Investment Advisory firm - (8/31/2023 Terminated)Missouri
Registered Investment Advisory firm - (8/31/2023 Terminated)Texas
Registered Investment Advisory firm - (8/31/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1807 Park Avenue, St. Louis, MO 63104
Mailing Address
Phone number
(314) 827-5852
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 572 |
| AUM (Assets Under Management) | $ 121,985,766 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
