Zachary B. Ingoldsby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Brady Ingoldsby, who also goes by Zachary B Ingoldsby, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2011. Zachary had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2017 - October 20, 2021
FORUSALL
June 5, 2013 - July 31, 2015
GOLDMAN SACHS & CO. LLC
October 5, 2012 - May 31, 2013
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.
April 11, 2011 - May 31, 2013
MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC
March 2, 2011 - May 31, 2013
FEDERATED SECURITIES CORP.
March 2, 2011 - May 31, 2013
FEDERATED INVESTMENT COUNSELING
February 5, 2011 - May 31, 2013
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
FORUSALL
CRD#: 167241 / SEC#: 801-77865
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORUSALL
CRD#: 167241 / SEC#: 801-77865
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 46,824 |
| AUM (Assets Under Management) | $ 1,337,900,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
