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TB

Timothy P. Bourdon

CONNING INVESTMENT PRODUCTS
Hartford, CT 06103-2627
Some features on this profile are disabled
CRD#: 5874833
TB

Professional summary

Timothy Peter Bourdon, who also goes by Tim Bourdon, Timothy Bourdon, is a registered financial professional currently at CONNING INVESTMENT PRODUCTS, INC. located in Hartford, Connecticut.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 2011. Timothy has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tim Bourdon | Timothy Bourdon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timothy Peter Bourdon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 25, 2025 - Present

CONNING INVESTMENT PRODUCTS, INC.

Office #1: One Financial Plaza 755 Main Street, Hartford, CT 06103-2627
RIA
BD
CRD#: 120387
Hartford, CT
Past

December 4, 2014 - July 19, 2017

BARINGS SECURITIES LLC

BD
CRD#: 36929
SPRINGFIELD, MA
Past

January 26, 2011 - August 9, 2012

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONNING INVESTMENT PRODUCTS, INC.
CONNING | CONNING RESEARCH & CONSULTING, INC. | CONNING INVESTMENT PRODUCTS, INC.

CRD#: 120387 / SEC#: 801-79816, 8-66444

RIA
Registered Investment Advisory firm - SEC (6/5/2014 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/22/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/25/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/7/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/16/2015
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/4/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/25/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CONNING INVESTMENT PRODUCTS, INC.
CONNING | CONNING RESEARCH & CONSULTING, INC. | CONNING INVESTMENT PRODUCTS, INC.

CRD#: 120387 / SEC#: 801-79816, 8-66444

RIA
Registered Investment Advisory firm - SEC (6/5/2014 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Financial Plaza 755 Main Street, Hartford, CT 06103
Mailing Address
One Financial Plaza, Hartford, CT 06103-2627
Phone number
(860) 299-2000
Established
Delaware since 02/13/2002
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
8

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

MARCH 2025 (3/27/2025)

Direct owners and executive officers

NamePositionCRD#
CONNING & COMPANYSHAREHOLDER
BRADFORD, LINWOOD EARLE JRCHAIR BOARD OF DIRECTORS4179446
DALY, MATTHEW KENNETHPRESIDENT & HEAD OF SALES/ BOARD MEMBER2638773
GEORGE, KENNETH RONALDFINOP2643369
LEE, JUNG WONMANAGING DIRECTOR, CFO & COO, BOARD MEMBER2791334
PEARCE, ROBERT STEDMANMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER1991468
SMALLEY, VI (VIOLA) R.CHIEF LEGAL COUNSEL/CORPORATE SECRETARY5899872

Regulatory assets under management

Total Number of Accounts9
AUM (Assets Under Management)$ 517,711,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONNING INVESTMENT PRODUCTS, INC.

CRD#: 120387Hartford, CT 06103-2627

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