John Stanbridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Stanbridge was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2011. John had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - October 31, 2012
HARBOR LIGHT INVESTMENT ADVISORS, LLC
March 15, 2012 - October 31, 2012
HARBOR LIGHT SECURITIES, LLC
December 20, 2011 - March 16, 2012
FELIX INVESTMENTS LLC
May 13, 2011 - November 15, 2011
MORGAN STANLEY
February 23, 2011 - November 15, 2011
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
HARBOR LIGHT INVESTMENT ADVISORS, LLC
CRD#: 154599 / SEC#:
Contact information
Red Flags
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