DF
Darla M. Felix
S.G. LONG & COMPANY
Missoula, MT 59802
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CRD#: 5874509
DF
Professional summary
Darla Marie Felix, who also goes by Darla Marie Coleman, Darla Marie Smarz, Darla Marie Trentham, is a registered financial advisor currently at S.G. LONG & COMPANY located in Missoula, Montana.
Darla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Darla has worked at 1 firm and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darla Marie Coleman | Darla Marie Smarz | Darla Marie Trentham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SGL Investment Advisors; investment related; 283 W Front St., Ste. 302, Missoula, MT 59802; Investment Advisor (firm affiliate); Chief Financial Officer and Human Resources Manager; starting 08/2014; 40 hours a month during market hours; Accounting, Management and human resources. SG Long Financial Services; investment related; 283 W Front St., Ste. 302, Missoula, MT 59802; holding company (administrative services for affiliated investment operating companies); Chief Financial Officer/ Member of Board of Directors and Secretary /Treasurer; 60 hours per month during market hours; accounting and management.
CRS (Client Relationship Summary) - RIA
Click below to view Darla Marie Felix's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Darla Marie Felix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2018 - Present
S.G. LONG & COMPANY
Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802RIA
BD
CRD#: 47511
Missoula, MT
Current
September 8, 2014 - Present
S.G. LONG & COMPANY
Office #1: 283 West Front Suite 302 Suite 302, Missoula, MT 59802-4328RIA
BD
CRD#: 47511
Missoula, MT
Past
June 27, 2011 - May 22, 2012
S.G. LONG & COMPANY
BD
CRD#: 47511
MISSOULA, MT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Montana(10/13/2015)
IAR
Montana(1/16/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SL
S.G. LONG & COMPANY
S.G. LONG & COMPANY | SG LONG & COMPANY
CRD#: 47511 / SEC#: , 8-51816
Idaho
Registered Investment Advisory firm - SEC (1/8/2021 Approved)Montana
Registered Investment Advisory firm - SEC (10/27/2017 Approved)Texas
Registered Investment Advisory firm - SEC (12/21/2020 Approved)Washington
Registered Investment Advisory firm - SEC (1/23/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
283 West Front Suite 302 Suite 302, Missoula, MT 59802
Mailing Address
283 West Front Suite 302, Missoula, MT 59802-4328
Phone number
(406) 721-0999
Established
Montana since 09/19/1995
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
15
FINRA licenses (37 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SG LONG FINANCIAL SERVICES CORPORATION | HOLDING COMPANY | |
| SEIDENSCHWARZ, ROBERT GUY ISAAC | DIRECTOR | 1011121 |
| COOPER, DIRK NATHAN | DIRECTOR | |
| COSTA, BRUCE ANTHONY | DIRECTOR | 6348002 |
| FELIX, DARLA MARIE | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER | 5874509 |
| KLEESE, MICHAEL F | DIRECTOR | |
| VINSO, JOSEPH DAVID | DIRECTOR | |
| WILLIAMS, SUSAN ELAINE | PRESIDENT/CEO | 2290587 |
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 35,331,635 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
