Douglas Comstock
Professional summary
Douglas Comstock, who also goes by Douglas Wayne Comstock, Doug Comstock, is a registered financial professional currently at N.I.S. FINANCIAL SERVICES, INC. located in Kansas City, Missouri.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2023. Douglas has worked at 1 firm and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Comstock's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2023 - Present
N.I.S. FINANCIAL SERVICES, INC.
Office #1: 500 East 9th St., Kansas City, MO 64106State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2024)
(8/6/2024)
Exams
Series 6TO
Date: 12/5/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
N.I.S. FINANCIAL SERVICES, INC.
CRD#: 5361 / SEC#: , 8-15919
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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