Lisa M. Takeuchi
Professional summary
Lisa Marie Takeuchi, who also goes by Lisa Marie Milne, is a registered financial professional currently at ALPHALEDGER MARKETS, INC. located in Poulsbo, Washington.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2013. Lisa has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 50, SIE, Series 52, Series 24, Series 54 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lisa Marie Takeuchi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
ALPHALEDGER MARKETS, INC.
Office #1: 19362 Powder Hill Place Suite 104, Poulsbo, WA 98370August 29, 2013 - March 18, 2022
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/5/2022)
(4/5/2022)
(1/19/2024)
(1/19/2024)
(1/19/2024)
(12/6/2022)
(7/11/2023)
(7/11/2023)
(4/5/2022)
(7/11/2023)
(4/26/2022)
(4/5/2022)
Exams
Series 7TO
Date: 12/22/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ALPHALEDGER MARKETS, INC.
CRD#: 300262 / SEC#: , 8-70294
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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