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Ryan Jeffrey Paskin

CRD# 5873828·Registered 2011 - 2016
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Jeffrey Paskin, who also goes by Ryan Paskin, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2011 - 2016. Ryan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Paskin

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

S F SENTRY SECURITIES, INC.·CRD# 27432
BD
San Francisco, CA
May 16, 2013 - June 14, 2016
PASKIN & BERLER CAPITAL ADVISORS, LLC·CRD# 160004
RIA
San Francisco, CA
March 9, 2012 - October 30, 2025
WELLS FARGO PRIME SERVICES, LLC·CRD# 133068
BD
New York, NY
February 2, 2012 - February 4, 2013
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Merced, CA
August 4, 2011 - February 17, 2012
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Merced, CA
January 31, 2011 - February 17, 2012

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Current Firm

SF
S F SENTRY SECURITIES, INC.

MAGOWAN DIRICKSON SECURITIES | S F SENTRY SECURITIES, INC. | MAGOWAN DIRICKSON SECURITIES, INC.

CRD#: 27432 / SEC#: 8-43101
BD
Terminated by SEC on 07/26/2021

Contact Information

Established

California since 06/25/1990

Firm Type

Corporation

Fiscal Year End

May

Documents

Direct owners and executive officers

NamePositionCRD#
DIRICKSON, RICHARD EDWARD JRCHAIRMAN, CHIEF COMPLIANCE OFFICER68537
ROOT, LEON ARTHUR IIIPRESIDENT/FINOP2731496

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OBA 1 NAME OF OTHER BUSINESS: CITY OF MERCED FIRE DEPARTMENT INVESTMENT-RELATED (Y/N): N ADDRESS: 99 E. 16TH STREET, MERCED, CA 95340 NATURE: FIRE DEPARTMENT POSTION, TITLE OR RELATIONSHIP: FIREFIGHTER START DATE: 08/14/2006 # OF HRS/MTH: 224 # OF HRS/MTH DURING TRADING HRS: 44 DUTIES: RESPOND TO EMERGENCY CALLS OBA 2 NAME OF OTHER BUSINESS: PASKIN CAPITAL ADVISORS, LLC INVESTMENT-RELATED (Y/N): Y ADDRESS: 655 MONTGOMERY STREET, SUITE 1410, SAN FRANCISCO, CA 94111 NATURE: SEC REGISTERED INVESTMENT ADVISOR - PROVIDE INVESTMENT ADVISORY SERVICES POSTION, TITLE OR RELATIONSHIP: SENIOR PORTFOLIO MANAGER, CCO START DATE: 02/01/2012 # OF HRS/MTH: 96 # OF HRS/MTH DURING TRADING HRS: 48 DUTIES: COMPLIANCE, MANAGE PORTFOLIOS, RESEARCH, ASSET ALLOCATION

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2011About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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