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RP

Ryan J. Paskin

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CRD#: 5873828
RP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ryan Jeffrey Paskin, who also goes by Ryan Paskin, was a registered financial professional .

Ryan is a previously registered financial professional and started their career in finance in 2011. Ryan had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ryan Paskin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA 1 NAME OF OTHER BUSINESS: CITY OF MERCED FIRE DEPARTMENT INVESTMENT-RELATED (Y/N): N ADDRESS: 99 E. 16TH STREET, MERCED, CA 95340 NATURE: FIRE DEPARTMENT POSTION, TITLE OR RELATIONSHIP: FIREFIGHTER START DATE: 08/14/2006 # OF HRS/MTH: 224 # OF HRS/MTH DURING TRADING HRS: 44 DUTIES: RESPOND TO EMERGENCY CALLS OBA 2 NAME OF OTHER BUSINESS: PASKIN CAPITAL ADVISORS, LLC INVESTMENT-RELATED (Y/N): Y ADDRESS: 655 MONTGOMERY STREET, SUITE 1410, SAN FRANCISCO, CA 94111 NATURE: SEC REGISTERED INVESTMENT ADVISOR - PROVIDE INVESTMENT ADVISORY SERVICES POSTION, TITLE OR RELATIONSHIP: SENIOR PORTFOLIO MANAGER, CCO START DATE: 02/01/2012 # OF HRS/MTH: 96 # OF HRS/MTH DURING TRADING HRS: 48 DUTIES: COMPLIANCE, MANAGE PORTFOLIOS, RESEARCH, ASSET ALLOCATION

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CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 16, 2013 - June 14, 2016

S F SENTRY SECURITIES, INC.

BD
CRD#: 27432
SAN FRANCISCO, CA
Past

March 9, 2012 - October 30, 2025

PASKIN & BERLER CAPITAL ADVISORS, LLC

RIA
CRD#: 160004
SAN FRANCISCO, CA
Past

February 2, 2012 - February 4, 2013

WELLS FARGO PRIME SERVICES, LLC

BD
CRD#: 133068
SAN FRANCISCO, CA
Past

August 4, 2011 - February 17, 2012

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
MERCED, CA
Past

January 31, 2011 - February 17, 2012

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MERCED, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2011
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SF
S F SENTRY SECURITIES, INC.
MAGOWAN DIRICKSON SECURITIES | S F SENTRY SECURITIES, INC. | MAGOWAN DIRICKSON SECURITIES, INC.

CRD#: 27432 / SEC#: , 8-43101

BD
Terminated by SEC on 07/26/2021
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 06/25/1990
Firm type
Corporation
Fiscal year end
May
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
DIRICKSON, RICHARD EDWARD JRCHAIRMAN, CHIEF COMPLIANCE OFFICER68537
ROOT, LEON ARTHUR IIIPRESIDENT/FINOP2731496

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


S F SENTRY SECURITIES, INC.

CRD#: 27432

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