Daniel P. Dresser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Peter Dresser, who also goes by Daniel Peter Dresser, Daniel Dresser, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2011. Daniel had worked at 3 firms and has passed the Series 66, Series 57TO, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2022 - February 22, 2024
ELEQUIN SECURITIES LLC
February 28, 2012 - March 20, 2017
PT ASSET MANAGEMENT, LLC
October 17, 2011 - March 20, 2017
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 8/26/2022
Securities Trader ExamSeries 7TO
Date: 8/15/2022
General Securities Representative ExaminationCurrent Firm
ELEQUIN SECURITIES LLC
CRD#: 311650 / SEC#: , 8-70654
Contact information
Documents
Red Flags
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